Steven George Grimes

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → 03/2017
  Princor Financial Services Corporation
  Des Moines, IA
• 07/1998 → 03/2017
  Principal Life Insurance Co
  Des Moines, IA
• 06/2005 → 03/2017
  Navigators
  Royal Oak, MI
• 03/2017 → Present
  Raymond James Financial Services, Inc.
  Royal Oak, MI
• 03/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Royal Oak, MI

Previous Registrations

• 2010-10-12 → 2017-03-10
  Principal Securities, Inc.
  Royal Oak, MI
  Royal Oak, MI

Other Businesses

(1)Name of Business: Navigators Financial LLC Address: 306 S Washington Avenue, Suite 401, Royal Oak, MI, 48067, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company for my practice. I serve as owner and Financial Advisor. (2)Name of Business: Principal Life Insurance Address: 630 E 4th St, Royal Oak, MI, 48067, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/08/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have a few fixed policies that I have maintained directly with Principal after I transitioned to Raymond James after being a Career Rep with them.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-22
• S63 Uniform Securities Agent State Law Examination
  1993-01-28

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Steven George Grimes