Stephen Gardner Higgins

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2022
  Jpmorgan Chase Bank
  San Rafael, CA
• 06/2022 → 12/2022
  Unemployed
  San Rafael, CA
• 01/2023 → Present
  New York Life Insurance Company
  Santa Rosa, CA
• 06/2024 → Present
  Nylife Securities Llc
  Santa Rosa, CA
• 11/2024 → Present
  Eagle Strategies Llc
  Santa Rosa, CA

Other Businesses

[Rental Property; Own a home that has an upstairs and a downstairs unit that we lease on an annual basis.; 8700 Bee Tree Road, San Miguel, CA 93451; start 06/2021; owner; 2 hours per month, 0 hours during securities trading hours; real estate related]

Exams

• S66 Uniform Combined State Law Examination
  2024-11-09
• S63 Uniform Securities Agent State Law Examination
  2013-10-17

Other Names

• Stephen G Higgins
• Steve Higgins