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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-26 |
| CA | RA | APPROVED | 2026-06-03 |
| NY | RA | APPROVED | 2021-04-16 |
| AL | RA | APPROVED | 2020-07-01 |
| NC | RA | APPROVED | 2020-05-18 |
| FL | RA | APPROVED | 2018-03-30 |
| PA | RA | APPROVED | 2011-04-05 |
| NJ | RA | APPROVED | 2003-01-16 |
| CT | RA | APPROVED | 2002-01-02 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co | New York | NY | 11/1995 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. Insurance products other than those offered through Guardian and its subsidiaries-Broker insurance other than that offered through Guardian, Start: 02/16/1996, Address: 800 Westchester Avenue, Suite N-409, Rye Brook, NY 10573, 4 bus hrs per month, Investment related, 2) Licensed Health Insurance Consultant-Licensed by the DFS as a C1 Life Consultant, Start: 11/01/2024, Address: 800 Westchester Avenue, Suite N-409, Rye Brook, NY 10573, 5 total hours per month; 4 during securities trading hours, Not Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-04 |
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