Richard Allen Weiner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors, Llc.
  Baltimore, MD
• 07/2015 → 09/2020
  Wells Fargo Bank Na
  Baltimore, MD
• 11/2016 → 09/2020
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
• 09/2020 → 05/2021
  Wealth Watch Advisors
  Englewood, CO
• 05/2021 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2021 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → 09/2025
  Lpl Financial Llc
  Ft Lauderdale, FL
• 07/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Sunrise, FL

Previous Registrations

• 2022-05-19 → 2025-10-30
  Lpl Financial Llc
  Ft Lauderdale, FL
  Margate, FL
  Pembroke Pines, FL
  Miramar, FL
  West Palm Beach, FL
• 2021-06-01 → 2022-05-24
  Cuna Brokerage Services, Inc.
  Margate, FL
  Ft Lauderdale, FL
  Pembroke Pines, FL
  Waverly, IA
• 2020-09-23 → 2021-05-24
  Wealth Watch Advisors, Inc
  Boca Raton, FL
• 2015-08-19 → 2020-04-08
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
  Manchester, NH
  Columbia, SC
  West Columbia, SC
  Columbia, MD
  Eldersburg, MD
  Greenville, SC
  Cayce, SC
• 2015-03-04 → 2015-07-10
  Pruco Securities, Llc.
  North Bethesda, MD
  Hunt Valley, MD
• 2015-02-13 → 2015-02-20
  Equitable Advisors, Llc
  Owings Mills, MD
  Columbia, MD
  Columbia, MD
• 2004-10-20 → 2005-03-18
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2004-06-18 → 2004-10-20
  Quick & Reilly, Inc.
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-06
• S63 Uniform Securities Agent State Law Examination
  2014-07-01

Other Names

• Rick Weiner
• Richard A Weiner
• Richard Alan Weiner