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Dan O'HEron

Edward Jones

South Milwaukee, WI

CRD 5023281

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-25
WI RA APPROVED 2016-06-10
  • TX RA
    APPROVED_RES
    Since 2024-06-25
  • WI RA
    APPROVED
    Since 2016-06-10

Branch Locations

2315 10Th Ave Suite 102, South Milwaukee, WI 53172 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
S63 Uniform Securities Agent State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2016-04-19
  • S63 Uniform Securities Agent State Law Examination
    2005-09-16
Other Names
  • Dan O'HEron
  • Daniel Brian Oheron
  • Daniel Brian O'HEron

View on SEC IAPD

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