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Karen Marie Slayton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-08-23
  • TX RA
    APPROVED_RES
    Since 2004-08-23

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 05/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-25
  • S63 Uniform Securities Agent State Law Examination
    1993-02-25
Other Names
  • Karen M Slayton

View on SEC IAPD

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