Thomas Joseph Assicurato

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Nuveen Investments, Llc
  Radnor, PA
• 09/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2009-01-09 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2006-09-29 → 2009-01-09
  Rittenhouse Asset Management, Inc.
  Radnor, PA

Other Businesses

CLARENDON HILLS POLICE PENSION BOARD OF TRUSTEES; NON-PROFIT ORGANIZATION; MEMBER OF THE BOARD; VOLUNTEER (NO COMPENSATION); APPROXIMATELY 2 HOURS A MONTH; THE BOARD OF TRUSTEES FOR THE PENSION FUND PROVIDES OVERSIGHT OVER INVESTMENT MANAGERS AND CAN MAKE DECISIONS ON INDIVIDUAL INVESTMENTS. HOWEVER, MR. ASSICURATO HAS BEEN INSTRUCTED TO RECUSE HIMSELF FROM DECISIONS RELATED TO INDIVIDUAL INVESTMENTS. WILL NOT CONFLICT WITH RESPONSIBLITIES AT NUVEEN; START DATE: 1/1/2014; END DATE: 12/31/2016

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-28
• S63 Uniform Securities Agent State Law Examination
  1993-03-02

Other Names

• Thomas Joseph Assicuratto