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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2003-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Cincinnati | OH | 07/2003 | Present |
1. 07/11/2003 - LATROBE FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/13/2020 - American Red Cross - Not Investment Related - Cincinnati, OH - Outside/W-2 Employment - Started 03/06/2020 - 10 Hours Per Month/2 Hours During Securities Trading - Instructor and Instructor Volunteer. 3. 02/23/2026 - American Heart Association (AHA) First Aid CPR-AED Training - Outside/W-2 Employment - Not Investment Related - Cincinnati, OH- Start Date 02/23/2026 - 20 hours per month/ 10 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-15 |
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