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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-09-20 |
| MO | RA | APPROVED | 2002-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ladue | MO | 08/2002 | Present |
| Bank Of America,Na | Ladue | MO | 11/2009 | Present |
I*119181For profit or not for profit: For-Profit OrganizationName of outside business organization: MIRCOInvestment related: NAddress of business:Saint Louis, Missouri 63102Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 2/27/2018Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Leasing and rental business. I am vice president and treasurer for company only for ability to sign documents if needed in the event if something were to happen to my spouse, I am not involved in any decision making in the companyI*130155For profit or not for profit: Non-Profit OrganizationName of outside business organization: SPICE for St Peters Catholic ChurchInvestment related: YAddress of business: Kirkwood, Missouri 63122Nature of business: Charitable OrganizationPosition, title, association: Committee Member Start date of relationship: 3/2/2020Number of hours devoted: 100 hour(s) AnnuallyNumber of hours devoted during trading hours: 10Duties: The purpose of the entity is to raise for funds for children who attend st peters catholic school to receive additional assistant with special needs. SPICE - Special People in catholic education. It also seeks to assist with PSR classes at church.I*877292For profit or not for profit: Entity For ProfitName of outside business organization: East Monroe Holdings, LLCInvestment related: NAddress of business: Kirkwood, Missouri, 63122Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 7/1/2022Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Holding company for rental property purchased. I*4586267 Entity Type: N/A Name of OBA: MLPF& S CUST FPO MRS C S IRA FBO MRS C S Address: st louis, Missouri, 63128 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/12/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-01 |
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