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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-20
NJ RA APPROVED 2012-03-21
  • TX RA
    APPROVED
    Since 2013-03-20
  • NJ RA
    APPROVED
    Since 2012-03-21

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Columbia, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 01/2012 Present
Other Businesses

*3605266Entity Type: Entity CharitableName of OBA: Boy Scouts Pack 140Address: Blairstown, New JerseyInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 02/02/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Boy Scouts of America - national scouting program Fundraising Chair I*480657 Entity Type: N/A Name of OBA: Knowlton Township Town Council Address: Columbia, New Jersey Investment Related: No Position, Title, Association: Mayor Employee Start Date: 01/05/2024 Number of Hours: 6, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-19
S63 Uniform Securities Agent State Law Examination 2002-08-07
  • S65 Uniform Investment Adviser Law Examination
    2012-03-19
  • S63 Uniform Securities Agent State Law Examination
    2002-08-07
Other Names
  • Debra Lynn Shipps

View on SEC IAPD

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