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Michael Alan Rodenbaugh

Raymond James & Associates, Inc.

Fort Worth, TX

Arlington, TX

CRD 2303635

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
  • TX RA
    APPROVED
    Since 2021-02-12

Branch Locations

3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fort Worth TX 11/2010 02/2021
Raymond James & Associates, Inc. Fort Worth TX 02/2021 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY / 1725 HARVEY MITCHELL PKWY COLLEGE STATION,TX 77840 /OWNER OF LEASED CONDO /START DATE 4/15/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-14
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S66 Uniform Combined State Law Examination
    2002-05-14
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18
Other Names
  • Mike Rodenbaugh

View on SEC IAPD

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