Best Investors Account Sign in

Mark Ernest Laflamme

Osaic Wealth, Inc.

Sarasota, FL

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-20
FL RA APPROVED 2025-08-11
TX RA APPROVED_RES 2025-08-09
  • NC RA
    APPROVED
    Since 2025-08-20
  • FL RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED_RES
    Since 2025-08-09

Branch Locations

Sarasota, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 11/2014 12/2017
Girard Securities Deland FL 11/2014 11/2017
Cetera Advisor Networks Llc El Segundo CA 10/2017 12/2017
Ameriprise Financial Services Inc Deland FL 12/2017 03/2020
Ameriprise Financial Services, Llc Deland FL 03/2020 08/2025
Osaic Wealth, Inc Sarasota FL 08/2025 Present
  • 11/2014 → 12/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 11/2014 → 11/2017
    Girard Securities
    Deland, FL
  • 10/2017 → 12/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2017 → 03/2020
    Ameriprise Financial Services Inc
    Deland, FL
  • 03/2020 → 08/2025
    Deland, FL
  • 08/2025 → Present
    Sarasota, FL
Previous Registrations
Other Businesses

1. Real Estate Ownership; Single Family; 2685 Temple St, , Sarasota, FL, 34239; Not Investment-Related; 05/01/2012. Business Ownership; MEL LLC; Buying, fixing and selling airplanes and Jets.; Aviation related. Purchase repair and sell airplanes and jets.; 2685 Temple St Sarasota, FL 34239, ,; Not Investment-Related; 06/01/2008; 1 to 9 hours per month; 0 during trading hours / Arlington St FL LLC; Co-owner; Property Rental; 2736 Arlington ST , , Sarasota, FL, 34239; Not Investment-Related; 03/25/2017; 1 to 9 hours per month; 0 during trading hours / MESE & Associates LLC; Ameriprise FA; Account for Compensation from Ameriprise Financial; 120 S Woodland Blvd , , Sarasota, FL, 34239; Investment-Related; 12/07/2017; 60 hours per month; 40 to 59 during trading hours / National PTSD Service Association DBA Canines for Heroes; We supply and matching up veterans, Police, Firemen, EMS and First responders withTrained Service dogs for PTSD; Supplying and matching up veterans, Police, Firemen, EMS and First responders diagnosed with PTSD with Trained Service dogs. ; 2685 Temple St, , Sarasota, FL, 34239; Not Investment-Related; 05/01/2015; 20 to 39 hours per month; 0 during trading hours. 2. ARLINGTON ST FL LLC POSITION: President NATURE: LLC with my Wife Real-estate Rental We own the property and use as a vacation rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2736 Arlington St, Sarasota FL 34239, United States DESCRIPTION: We use VRBO to rent the property. Answering emails and calls from RENTERS and potential RENTALS. Purchase supplies. Arrange cleaning and maintenance 3. MEL LLC POSITION: Member Owner NATURE: Purchase Repair Sell 4. Airplanes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2008 ADDRESS: 2685 TEMPLE ST, Sarasota FL 34239, United States DESCRIPTION: Purchase Aircraft Arrange for modification or repairs Advertise plane for sale Demonstrate airplane Paperwork for sale of the plane 5. CANINES FOR HEROES POSITION: Founder/Vice President NATURE: Provide and train service dogs for Veterans and first responders diagnosed with PTSD. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2016 ADDRESS: 2685 TEMPLE ST, Sarasota FL 34239, United States DESCRIPTION: Meeting Veterans and first responders to determine eligibility and Needs. Fund raising meetings and speaking engagements. Meeting with donors. Meeting with Trainers Locating dogs Getting dogs Delivering Dogs Reviewing dog training 6. MESE AND ASSOCIATES LLC POSITION: Managing Member NATURE: LLC S Corp for tax purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2014 ADDRESS: 2685 TEMPLE ST, Sarasota FL 34239, United States DESCRIPTION: Book keeping and management of LLC 7. CREATIVE FINANCIAL NETWORK POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/02/2025 ADDRESS: 5310 Nw 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Sell fixed insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23

View on SEC IAPD

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor