Jason Mark Neiman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2013 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2013-04-25
  Morgan Stanley
  Chicago, IL
  Chicago, IL
• 2001-02-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

I*1710263, Entity Type: Fiduciary role, Name of OBA: ALN OR CN MARITAL PROPERTY , Address: lake geneva ,Wisconsin 53147, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 04/01/2024, No Hours: 1, No Hours during trading: 0, Duties: Fiduciary role.I*1714256, Entity Type: Fiduciary role, Name of OBA: ALN OR CN MARITAL PROPERTY , Address: lake geneva, Wisconsin 53147, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 03/01/2024, No Hours: 1, No Hours during trading: 0, Duties: Fiduciary role I*5582271 Entity Type: Name of OBA: twin orchard country club Address: long grove, Illinois, 60047 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/11/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Country club Golf and Social co vice president main responsibilities will be working with the board, general manager and the staff to ensuring a high level of member service in the club house, dining room, pool area, pickle ball program and maintaining the high standard of the golf course. in addition assisting the board build a growth strategy to attach new members and secure the future of the club and future capital projects to improve the member experience.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-07
• S63 Uniform Securities Agent State Law Examination
  1993-03-02