Thomas Lanier Chandler

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-28
CA	RA	APPROVED	2014-08-29

TX RA
APPROVED_RES

Since 2016-03-28
CA RA
APPROVED

Since 2014-08-29

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Granite Bay, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Roseville	CA	08/2014	03/2020
Ameriprise Financial Services, Llc	Roseville	CA	03/2020	Present

08/2014 → 03/2020

Ameriprise Financial Services, Inc.

Roseville, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Roseville, CA

Previous Registrations

2001-02-13 → 2014-09-09

Allworth Financial, L.P.

Folsom, CA

Sacramento, CA
2011-08-10 → 2012-06-28

Pathway Strategic Advisors

Folsom, CA

Folsom, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-05
S63	Uniform Securities Agent State Law Examination	1993-03-11

S65 Uniform Investment Adviser Law Examination

1998-11-05
S63 Uniform Securities Agent State Law Examination

1993-03-11

Designations

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews