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Inactive

Charles Dominic Farrar

Farrar Wealth Management, LLC

North Palm Beach, FL

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Current Employers
Farrar Wealth Management, Llc

North Palm Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-12
  • FL RA
    APPROVED
    Since 2025-05-12

Branch Locations

North Palm Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Palm Beach Gardens FL 07/2007 05/2017
Farrar Wealth Management, Llc North Palm Beach FL 05/2017 Present
Previous Registrations
  • 2007-07-31 → 2017-05-15
    Stifel, Nicolaus & Company, Incorporated
    Palm Beach Gardens, FL
  • 2005-09-14 → 2007-07-31
    Ryan Beck & Co.
    Palm Beach Gardens, FL
    Florham Park, NJ
    Palm Beach Gardens, FL
  • 1999-09-10 → 2005-08-29
    Morgan Stanley Dw Inc.
    N. Palm Bch., FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-10
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    1994-03-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17
Other Names
  • Chas Farrar
  • Charles Farrar
  • Chas Farrar

View on SEC IAPD

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