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2610 Dauphin Street, Mobile, AL 36606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2012-04-03 |
| FL | RA | APPROVED | 2007-03-29 |
| AL | RA | APPROVED | 2007-01-24 |
| MS | RA | APPROVED | 2007-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mitchell, Mcleod, Pugh & Williams, Inc. | Mobile | AL | 01/2006 | Present |
CURRENTLY A MEMBER OF THE ALABAMA LIMITED LIABILITY COMPANY, JUBILEE EARLY CHILD DEVELOPMENT CENTER, LLC ("JUBILEE") AND IT'S AFFILIATE JECDCREALTY, LLC, A REAL ESTATE HOLDING COMPANY. THE NATURE OF JUBILEE IS CHILDCARE AND THE NATURE OF JECDC IS REAL ESTATE HOLDING. BOTH OF THESE POSITIONS BEGAN IN JANUARY OF 1998 AND MY TITLE IS MEMBER OF BOTH. APPROXIMATELY TWENTY HOURS A MONTH OF MY TIME IS DEVOTED TO THESE ENTITIES. NO TIME IS DEVOTED TO THESE ENTITIES DURING SECURITIES TRADING HOURS. MY DUTIES INCLUDE FINANCIAL, ACCOUNTING, CONTRACT NEGOTIATION AND GENERAL BOOKKEEPING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-13 |
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