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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-02-16
  • IL RA
    APPROVED
    Since 2023-02-16

Branch Locations

Mount Prospect, IL • United States

1600 Golf Rd, Rolling Meadows, IL 60008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A. Arlington Heights IL 05/1989 12/2019
J.P. Morgan Securities Llc Mt. Prospect IL 10/2012 12/2019
Thrivent Investment Management Inc Rolling Meadows IL 02/2020 Present
Unemployed Mount Prospect IL 12/2019 01/2020
Thrivent Financial Appleton WI 02/2020 05/2020
Thrivent Financial Appleton WI 05/2020 Present
  • 05/1989 → 12/2019
    Jpmorgan Chase Bank N.A.
    Arlington Heights, IL
  • 10/2012 → 12/2019
    J.P. Morgan Securities Llc
    Mt. Prospect, IL
  • 02/2020 → Present
    Rolling Meadows, IL
  • 12/2019 → 01/2020
    Unemployed
    Mount Prospect, IL
  • 02/2020 → 05/2020
    Thrivent Financial
    Appleton, WI
  • 05/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-04
S63 Uniform Securities Agent State Law Examination 2011-05-19
  • S65 Uniform Investment Adviser Law Examination
    2023-02-04
  • S63 Uniform Securities Agent State Law Examination
    2011-05-19
Other Names
  • Laura Divietro

View on SEC IAPD

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