John Larhue Mitchell

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Charlottesville, VA

CRD 2302689

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2010-10-11

VA RA
APPROVED

Since 2010-10-11

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

123 E Main St Floors 1,3,4 & 6, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Roanoke	VA	04/2010	11/2016
Wachovia Bank, N.A.	Roanoke	VA	03/2010	Present
Wells Fargo Clearing Services, Llc	Roanoke	VA	11/2016	Present

04/2010 → 11/2016

Wells Fargo Advisors Llc

Roanoke, VA
03/2010 → Present

Wachovia Bank, N.A.

Roanoke, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Roanoke, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-08
S63	Uniform Securities Agent State Law Examination	1992-12-15

S66 Uniform Combined State Law Examination

2010-10-08
S63 Uniform Securities Agent State Law Examination

1992-12-15

View on SEC IAPD

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