Sergio Anthony Piccinich

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Citigroup Global Markets Inc
  Paramus, NJ
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Paramus, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-10-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Paramus, NJ
• 2003-10-14 → 2007-10-11
  A. G. Edwards & Sons, Inc.
  Oradell, NJ
  Oradell, NJ

Other Businesses

1. Rental Property; Investment related: Yes; Bergenfield, NJ; Rental Property registered in a Trust for which I am the trustee.; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2006; Trust is a sole owner of the property *692745- 37-39 Demott Ave llc; Investment related: Yes; Weehawken, New Jersey; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 0; Administrative *692742- Real Estate; Investment related: Yes; Weehawken, New Jersey; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 0; Administrative

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-12-09