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Jeffrey John Diel

Wells Fargo Clearing Services, LLC

Milwaukee, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-05
WI RA APPROVED 1993-02-08
  • TX RA
    APPROVED_RES
    Since 2012-12-05
  • WI RA
    APPROVED
    Since 1993-02-08

Branch Locations

111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Milwaukee WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Milwaukee WI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-16
S63 Uniform Securities Agent State Law Examination 1993-01-28
  • S65 Uniform Investment Adviser Law Examination
    1998-07-16
  • S63 Uniform Securities Agent State Law Examination
    1993-01-28
Designations
Other Names
  • Jeff Diel

View on SEC IAPD

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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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