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Hector Velez Torres

Equitable Advisors, LLC

Ponce, PR

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2011-01-27
  • PR RA
    APPROVED
    Since 2011-01-27

Branch Locations

La Rambla Plaza, Suite 502 606 Tito Castro Ave, Ponce, PR 00716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

(1). OUTSIDE INSURANCE BROKERAGE CONTRACTS. (2) HECTOR VELEZ TORRES OWNS AND RENTS 9 RESIDENTIAL PROPERTIES, SINCE 2007, 6 HRS/MO, $60,000/YEAR COMP. (3) USE OF NON-EQUITABLE EMAIL ADDRESS FOR OBAs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-26
S65 Uniform Investment Adviser Law Examination 1999-07-09
  • S63 Uniform Securities Agent State Law Examination
    2007-01-26
  • S65 Uniform Investment Adviser Law Examination
    1999-07-09
Other Names
  • Hector Veleztorres

View on SEC IAPD

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