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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2011-01-27 |
Branch Locations
La Rambla Plaza, Suite 502 606 Tito Castro Ave, Ponce, PR 00716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
(1). OUTSIDE INSURANCE BROKERAGE CONTRACTS. (2) HECTOR VELEZ TORRES OWNS AND RENTS 9 RESIDENTIAL PROPERTIES, SINCE 2007, 6 HRS/MO, $60,000/YEAR COMP. (3) USE OF NON-EQUITABLE EMAIL ADDRESS FOR OBAs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-01-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-09 |
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