Steven David Dombrower

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Ascensus Broker Dealer Services, Inc.
  Newton, MA
• 07/2018 → 06/2020
  Acli, Inc. D/B/A Anago Of Long Island
  Melville, NY
• 06/2020 → 09/2023
  American Portfolios Financial Services Inc.
  Holbrook, NY
• 09/2023 → Present
  Lpl Financial Llc
  Melville, NY

Previous Registrations

• 2020-06-25 → 2023-10-13
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2001-12-07 → 2005-12-19
  Ofi Private Investments Inc
  New York, NY

Other Businesses

1)08/03/2023 - Professional Wealth Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2020 - 140 Hr/Mth 2)08/03/2023 - Professional Wealth Associates - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 07/2020 - 11 Hr/Mth 3)08/03/2023 - Vacation Rental - Inv Rel - Sunny Isles Beach, FL - Start: 09/2013 - 1 Hr/Mth 4)08/03/2023 - Janco Planning, Inc. - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 150 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-13
• S63 Uniform Securities Agent State Law Examination
  1993-01-18

Designations

• Chartered Financial Analyst

Other Names

• Steven David Dombrower