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Inactive

Joe Barrow Tracy

The Fiduciary Alliance

St. Simons, GA

Greenville, SC

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Current Employers
The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-05
GA RA APPROVED 2024-07-26
  • NC RA
    APPROVED
    Since 2024-08-05
  • GA RA
    APPROVED
    Since 2024-07-26

Branch Locations

St. Simons, GA • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bison Wealth, Llc Atlanta GA 08/2011 07/2024
Fiduciary Alliance, Llc Greenville SC 07/2024 Present
Parallel Financial St. Simons GA 07/2024 Present
  • 08/2011 → 07/2024
    Bison Wealth, Llc
    Atlanta, GA
  • 07/2024 → Present
    Fiduciary Alliance, Llc
    Greenville, SC
  • 07/2024 → Present
    Parallel Financial
    St. Simons, GA
Previous Registrations
  • 2014-02-18 → 2024-08-23
    Bison Wealth, Llc
    Atlanta, GA
    Atlanta, GA
  • 2004-09-06 → 2005-12-15
    Citigroup Global Markets Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-07
S63 Uniform Securities Agent State Law Examination 1993-07-09
  • S65 Uniform Investment Adviser Law Examination
    2014-02-07
  • S63 Uniform Securities Agent State Law Examination
    1993-07-09

View on SEC IAPD

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