Rachel Ann Gomez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-05
CA	RA	APPROVED	2009-02-25

TX RA
APPROVED_RES

Since 2019-08-05
CA RA
APPROVED

Since 2009-02-25

Branch Locations

400 E Main St Ste 100 1St Fl, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Visalia	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Visalia	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Visalia, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Visalia, CA

Previous Registrations

1997-07-08 → 2009-03-11

Citigroup Global Markets Inc.

Visalia, CA

Visalia, CA

Other Businesses

MARY KAY; NON INVESTMENT RELATED; VISALIA, CA 93292; MARY KAY COSMETICS; INDEPENDENT BEAUTY CONSULTANT; START DATE= 10/31/08; 6 HRS PER MTH/0 DURING MARKET; BUY AND SELL COSMETICS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-02-10

S63 Uniform Securities Agent State Law Examination

1995-02-10

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews