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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-05 |
| CA | RA | APPROVED | 2009-02-25 |
Branch Locations
400 E Main St Ste 100 1St Fl, Visalia, CA 93291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Visalia | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Visalia | CA | 11/2016 | Present |
MARY KAY; NON INVESTMENT RELATED; VISALIA, CA 93292; MARY KAY COSMETICS; INDEPENDENT BEAUTY CONSULTANT; START DATE= 10/31/08; 6 HRS PER MTH/0 DURING MARKET; BUY AND SELL COSMETICS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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