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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-07-13
TX RA APPROVED 2020-07-13
  • KS RA
    APPROVED
    Since 2020-07-13
  • TX RA
    APPROVED
    Since 2020-07-13

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

611 W 9Th Street, Lawrence, KS 66044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Lawrence KS 04/2007 Present
Morgan Stanley Smith Barney Lawrence KS 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Lawrence, KS
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lawrence, KS
Previous Registrations
  • 2009-06-01 → 2020-07-08
    Lawrence, KS
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lawrence, KS
  • 2003-11-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lawrence, KS
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-12
S63 Uniform Securities Agent State Law Examination 2001-01-08
  • S66 Uniform Combined State Law Examination
    2003-11-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-08
Other Names
  • Kathryn Lee Bond
  • Kathryn Lee Olds
  • Kathryn Lee Bond

View on SEC IAPD

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