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Peter Martin Gabriel

LPl Financial LLC

Stamford, CT

CRD 2301097

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-08
  • CT RA
    APPROVED
    Since 2015-12-08

Branch Locations

200 Elm St, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Bank Stamford CT 01/2014 Present
Lpl Financial Llc Stamford CT 12/2015 Present
  • 01/2014 → Present
    Webster Bank
    Stamford, CT
  • 12/2015 → Present
    Stamford, CT
Previous Registrations
Other Businesses

(1) 12/08/2015: Gabriel Realty, LLC - Real Estate Rental - INV REL - Start 01/07/2008 - 1700 Bedford Street, Stamford, CT 06905 - 1% Time Spent (2) 12/08/2015: Webster Investments - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 12/08/2015: Webster Bank - Financial Institution Duty - INV REL - Start 01/06/2014 - 281 Tresser Boulevard, Stamford, CT 06901 - Director of Relationship Management and Sales - 95% Time Spent (4) 06/29/2016: Webster Investment Services - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-05
S63 Uniform Securities Agent State Law Examination 2008-08-01
S65 Uniform Investment Adviser Law Examination 1993-03-11
  • S66 Uniform Combined State Law Examination
    2010-02-05
  • S63 Uniform Securities Agent State Law Examination
    2008-08-01
  • S65 Uniform Investment Adviser Law Examination
    1993-03-11
Other Names
  • Peter Martin Gabriel
  • Peter Martin Gabriel

View on SEC IAPD

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