Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-25
TX RA APPROVED 2016-10-24
  • FL RA
    APPROVED
    Since 2016-10-25
  • TX RA
    APPROVED
    Since 2016-10-24

Branch Locations

819 Sw Federal Highway Suite 103, Stuart, FL 34994 • United States

777 South Flagler Drive Suite 1401, West Palm Beach, FL 33401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 10/2016
Robert W. Baird & Co. Incorporated Stuart FL 10/2016 Present
Previous Registrations
  • 2008-01-01 → 2016-10-26
    Palm Beach, FL
    Stuart, FL
  • 2000-04-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    West Palm Beach, FL
    St. Louis, MO
Other Businesses

NAME: Rental Properties. INVESTMENT-RELATED: No. ADDRESS: 6555 Chasewood Dr E Jupiter, FL 33458 & 3211A Gardens East Drive Palm Beach Gardens FL 33410. NATURE OF BUSINESS: Rental Property. POSITION: Owner. START DATE: 04/2012. APPRX # OF HOURS DEVOTED: My wife spends 1-3 hours per month, none during securities trading hours. DUTIES IN ROLE: Passive.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23
Designations
Other Names
  • Clinton
  • Christian Tom Clinton

View on SEC IAPD

More in Stuart, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor