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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-01 |
| MN | RA | APPROVED | 2022-04-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Bloomington | MN | 04/2016 | 03/2022 |
| Kestra Advisory Services, Llc. | Bloomingston | MN | 04/2016 | 03/2022 |
| Gallagher Fiduciary Advisors, Llc | Rolling Meadows | IL | 04/2022 | Present |
Business Name: Crescent Cove Investment Related: No Address: 3440 Belt Line Blvd Ste 207 St. Louis Park MN 55416 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: I am a volunteer on the Crescent Cove Finance Committee Start Date: 4/6/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist is providing oversight of Crescent Cove's budgetary and additional management needs CIRCLE LAKE HOMEOWNERS ASSOCIATION POSITION: HOA Board Member -Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2021 ADDRESS: 11510 Circle Ridge Court, Faribault MN 55021, United States DESCRIPTION: General Board obligations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-24 |
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