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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-01
MN RA APPROVED 2022-04-28
  • IL RA
    APPROVED
    Since 2024-02-01
  • MN RA
    APPROVED
    Since 2022-04-28

Branch Locations

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Bloomington MN 04/2016 03/2022
Kestra Advisory Services, Llc. Bloomingston MN 04/2016 03/2022
Gallagher Fiduciary Advisors, Llc Rolling Meadows IL 04/2022 Present
Previous Registrations
  • 2016-04-20 → 2022-03-31
    Bloomington, MN
    Austin, TX
  • 2013-11-04 → 2016-09-22
    Kestra Investment Services, Llc
    Bloomington, MN
  • 2007-05-07 → 2013-05-24
    Wayzata, MN
  • 2006-07-20 → 2007-05-08
    Kestra Investment Services, Llc
    Plymouth, MN
  • 2000-02-03 → 2006-06-12
    Sii Investments, Inc.
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

Business Name: Crescent Cove Investment Related: No Address: 3440 Belt Line Blvd Ste 207 St. Louis Park MN 55416 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: I am a volunteer on the Crescent Cove Finance Committee Start Date: 4/6/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist is providing oversight of Crescent Cove's budgetary and additional management needs CIRCLE LAKE HOMEOWNERS ASSOCIATION POSITION: HOA Board Member -Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2021 ADDRESS: 11510 Circle Ridge Court, Faribault MN 55021, United States DESCRIPTION: General Board obligations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24
Other Names
  • Mark Melnychuk

View on SEC IAPD

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