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9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-07-19 |
| OK | RA | APPROVED | 2009-08-03 |
| TX | RA | APPROVED_RES | 2009-08-03 |
Branch Locations
9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regent Wealth Management, Inc. | Tulsa | OK | 06/2009 | Present |
Sole proprietor of insurance sales business. Devotes less than 1 hour per month to the insurance business. Business address is 5387 S. Sheridan Road, Tulsa, OK 74145.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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