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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-06-01
  • NJ RA
    APPROVED
    Since 2018-06-01

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Hackettstown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Florham Park NJ 10/2012 06/2018
Oppenheimer & Co. Inc Florham Park NJ 06/2018 Present
Previous Registrations
  • 2012-10-01 → 2018-06-12
    Florham Park, NJ
    Florham Park, NJ
    Morris Plains, NJ
  • 2008-02-01 → 2012-10-01
    Chase Investment Services Corp.
    Florham Park, NJ
    Madison, NJ
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 1994-05-02
  • S66 Uniform Combined State Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    1994-05-02

View on SEC IAPD

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