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Debra Ann Rogers

Wells Fargo Clearing Services, LLC

Burlington, VT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
VT RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • VT RA
    APPROVED
    Since 2008-01-01

Branch Locations

180 Battery St Ste 300, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlington VT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Burlington VT 11/2016 Present
Previous Registrations
  • 2005-10-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Burlington, VT
    St. Louis, MO
    Burlington, VT
Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, S BURLINGTON, VT, START: 7/18/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-14
S63 Uniform Securities Agent State Law Examination 1997-10-14
  • S66 Uniform Combined State Law Examination
    2005-09-14
  • S63 Uniform Securities Agent State Law Examination
    1997-10-14
Other Names
  • Debra Ann Leopold
  • Debr Leopold

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Burlington, VT
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
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