Scott Ernest Cadwell

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-18
NH	RA	APPROVED	2025-11-18
NV	RA	APPROVED	2024-07-08
NC	RA	APPROVED	2024-01-02
LA	RA	APPROVED	2023-11-21
FL	RA	APPROVED	2018-08-01
TX	RA	APPROVED	2018-07-23

CA RA
APPROVED

Since 2025-11-18
NH RA
APPROVED

Since 2025-11-18
NV RA
APPROVED

Since 2024-07-08
NC RA
APPROVED

Since 2024-01-02
LA RA
APPROVED

Since 2023-11-21
FL RA
APPROVED

Since 2018-08-01
TX RA
APPROVED

Since 2018-07-23

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

822 N A1A, Ponte Vedra Beach, FL 32082 • United States

7380 W. Sand Lake Road, Ste 500, Orlando, FL 32819 • United States

Ponte Verde Beach, FL • United States

941 West Morse Blvd, Ste. 100, Winter Park, FL 32789 • United States

822 N A1A, Ste. 310, Ponte Vedra, FL 32082 • United States

5470 Kietzke Lane, Ste. 300, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Celebration	FL	01/2002	07/2018
Cadwell Wealth Asset Management, Llc	Celebration	FL	04/2016	11/2018
Cwm, Llc	Omaha	NE	07/2018	Present
Cetera Advisor Networks Llc	El Segundo	CA	07/2018	04/2019
Carson Group	Orlando	FL	07/2018	Present

01/2002 → 07/2018

Lpl Financial, Llc

Celebration, FL
04/2016 → 11/2018

Cadwell Wealth Asset Management, Llc

Celebration, FL
07/2018 → Present

Cwm, Llc

Omaha, NE
07/2018 → 04/2019

Cetera Advisor Networks Llc

El Segundo, CA
07/2018 → Present

Carson Group

Orlando, FL

Previous Registrations

2017-03-09 → 2018-11-30

Cadwell Wealth Asset Management, Llc

Celebration, FL

Windermere, FL
2002-02-01 → 2017-08-30

Lpl Financial Llc

Celebration, FL

Windermere, FL

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE NAME OF BUSINESS: One More Child NATURE: Serves and Advocates for vulnerable children and struggling families START: 2/15/2021 POSITION: Board Member APPX. HRS/MONTH: 5 APPX HRS/MONTH DURING TRADING HOURS: 50 DUTIES: Board member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1993-06-22

S65 Uniform Investment Adviser Law Examination

1999-12-15
S63 Uniform Securities Agent State Law Examination

1993-06-22

Designations

Certified Financial Planner

View on SEC IAPD