Wendy Diane Sheftel

Current Employers

Lantern Wealth Advisors, Llc

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-16

NY RA
APPROVED

Since 2021-09-16

Branch Locations

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lantern Investments, Inc.	Huntington	NY	08/1992	Present
Lantern Wealth Advisors, Llc	Melville	NY	09/2008	Present

08/1992 → Present

Lantern Investments, Inc.

Huntington, NY
09/2008 → Present

Lantern Wealth Advisors, Llc

Melville, NY

Other Businesses

LANTERN WEALTH ADVISERS, LLC SINCE 09/2008. INVESTMENT RELATED. MINORITY OWNER. APPROXIMATLEY 10 HOURS/MONTH SOME OF WHICH ARE DURING TRADING HOURS. DUTIES MAY INCLUDE FILING REQUIREMENTS AND PROCEDURES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-11
S63	Uniform Securities Agent State Law Examination	1993-06-11

S65 Uniform Investment Adviser Law Examination

2008-08-11
S63 Uniform Securities Agent State Law Examination

1993-06-11

Other Names

Wendy Sheftel
Wendy Diane Lanton
Wendy Lanton

View on SEC IAPD

Current Employers

Lantern Wealth Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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