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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-26 |
| NY | RA | APPROVED | 2022-05-26 |
Branch Locations
Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Muriel Siebert & Co., Inc. | Boca Raton | FL | 05/1994 | 11/2020 |
| Siebert Investment Advisors, Inc. | Boca Raton | FL | 08/2014 | 11/2020 |
| Oppenheimer & Co., Inc. | Boca Raton | FL | 05/2022 | Present |
| Unemployed | Parkland | FL | 12/2020 | 04/2022 |
1.CO-TRUSTEE OF MOTHERS REVOCABLE TRUST (KATHLEEN RHODES REV. TR.) 2.CO-MANAGER OF MOTHERS LLC. (RHODES FAMILY LLC)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-25 |
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