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Michael Bryant Cratty

Cratty & Swanson Advisors L.L.C.

Las Cruces, NM

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Current Employers
Cratty & Swanson Advisors L.L.C.

2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-07
NM RA APPROVED 2022-04-27
  • CA RA
    APPROVED
    Since 2026-05-07
  • NM RA
    APPROVED
    Since 2022-04-27

Branch Locations

2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cratty & Swanson Advisors L.L.C. La Cruces NM 04/2016 Present
Cratty & Swanson Insurance Services Llc Las Cruces NM 04/2010 Present
Other Businesses

Name:Cratty & Swanson Insurance Services LLC Investment related: yes Address: La Cruces, NM Nature: Insurance Position: President/Insurance Agent Start date: 06/2010 Hours/month: 120 Hours during security trading: 80 Duties: Insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-16
S63 Uniform Securities Agent State Law Examination 2000-01-17
  • S65 Uniform Investment Adviser Law Examination
    2016-02-16
  • S63 Uniform Securities Agent State Law Examination
    2000-01-17

View on SEC IAPD

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