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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-12-16 |
| GA | RA | APPROVED | 2016-12-14 |
| TX | RA | APPROVED_RES | 2016-12-13 |
| NC | RA | APPROVED | 2016-12-12 |
| OH | RA | APPROVED | 2016-12-09 |
Branch Locations
3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Peachtree Corners | GA | 03/2014 | 11/2016 |
| Wayne Moore | Peachtree Corners | GA | 03/2014 | 11/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2014 | 11/2016 |
| Jpmorgan Chase Bank Na | Atlanta | GA | 12/2016 | Present |
| Jpmorgan Securities Llc | Atlanta | GA | 12/2016 | Present |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-11 |
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