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Victoria Lynn Graham

J.P. Morgan Securities LLC

Atlanta, GA

CRD 2299862

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-12-16
GA RA APPROVED 2016-12-14
TX RA APPROVED_RES 2016-12-13
NC RA APPROVED 2016-12-12
OH RA APPROVED 2016-12-09
  • LA RA
    APPROVED
    Since 2016-12-16
  • GA RA
    APPROVED
    Since 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • NC RA
    APPROVED
    Since 2016-12-12
  • OH RA
    APPROVED
    Since 2016-12-09

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Peachtree Corners GA 03/2014 11/2016
Wayne Moore Peachtree Corners GA 03/2014 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2014 11/2016
Jpmorgan Chase Bank Na Atlanta GA 12/2016 Present
Jpmorgan Securities Llc Atlanta GA 12/2016 Present
  • 03/2014 → 11/2016
    Peachtree Corners, GA
  • 03/2014 → 11/2016
    Wayne Moore
    Peachtree Corners, GA
  • 04/2014 → 11/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2016 → Present
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 12/2016 → Present
    Jpmorgan Securities Llc
    Atlanta, GA
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1998-07-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-07-11
Other Names
  • Vicki Odziemski
  • Victoria Lynn Odziemski

View on SEC IAPD

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