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Pay-Min Irene Chang

Transglobal Advisory, LLC

Monrovia, CA

CRD 2299701

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Employer firm

Transglobal Advisory, LLC CRD 168709

$58.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • CASH MANAGEMENT AND ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-09-12
  • CA RA
    APPROVED
    Since 2014-09-12

Branch Locations

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc Arcadia CA 03/2007 Present
Transglobal Advisory, Llc Monrovia CA 09/2014 Present
Other Businesses

1.) ANG FINANCIAL SERVICES, PRESIDENT, FROM AUGUST 15, 2007, PRESIDENT, 100 HRS/MO., COMMISSION/SALARY. SELL FIXED LIFE, FIXED ANNUITIES, AND HEALTH INSURANCE PRODUCTS. NOT SECURITIES RELATED. 2.) TRANSGLOBAL INSURANCE AGENCY, INC., FIXED INSURANCE AND ANNUITIES PRODUCT PRODUCER FROM MARCH 29, 2007, 40 HOURS PER MONTH, COMMISSION BASED. 3.) TRANSGLOBAL ADVISORY, LLC, IAR FROM JULY 25, 2014, 40 HOURS PER MONTH, FEE BASED STRUCTURE PAYOUT. SECURITIES RELATED BUSINESS. 4.) GLOBALINK SECURITIES, INC, REGISTERED REPRESENTATIVE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-17
S63 Uniform Securities Agent State Law Examination 1993-02-12
  • S65 Uniform Investment Adviser Law Examination
    2006-06-17
  • S63 Uniform Securities Agent State Law Examination
    1993-02-12
Designations
  • Certified Financial Planner
Other Names
  • Pay-Min Irene Chang
  • Irene Chang
  • Paymin Irene Chang

View on SEC IAPD

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