Mark Leigh Bain

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2020
  Bain Wealth Management Group, Llc
  Salem, OR
• 09/2015 → 06/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2020 → Present
  Bain Wealth Management
  Salem, OR
• 06/2020 → Present
  Cwm, Llc
  Salem, OR
• 06/2020 → 06/2023
  Cetera Advisor Networks
  El Segundo, CA

Previous Registrations

• 2015-09-11 → 2020-07-01
  Bain Wealth Management Group, Llc
  Salem, OR
• 2002-05-31 → 2015-09-14
  Voya Financial Advisors, Inc.
  Clackamas, OR
  Salem, OR
  Salem, OR
  Washougal, WA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2010 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES AND LONG-TERM CARE NAME OF OTHER BUSINESS: Bain Wealth Management, LLC NATURE OF BUSINESS: Holding Company START DATE: 09/01/2015 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-15
• S63 Uniform Securities Agent State Law Examination
  1998-11-02

Designations

• Chartered Financial Consultant