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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-06 |
| TX | RA | APPROVED_RES | 2018-12-06 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 12/2018 |
| Lpl Financial, Llc | Fresno | CA | 12/2018 | Present |
1. 11/04/2019 - Team Preheim Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/31/2019 - 0 hrs/mo - 0 hrs during trading. 2. 2/14/2022 - Brownstone Investment Partners - Investment Related - 7050 North Fresno Street, Fresno, CA, US, Suite 105 - Real Estate Rental - Started 02/10/2022 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-07 |
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