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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED_RES | 2018-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Moore & Co | Overland Park | KS | 11/2011 | 08/2018 |
| Raymond James Financial Services, Inc. | Overland Park | KS | 08/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 08/2018 | Present |
| Signature Retirement Group | Overland Park | KS | 08/2018 | Present |
(1)Name of Business: Signature Retirement Group Address: 9101 W 110th St Ste 100, Overland Park, KS, 66210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/15/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-16 |
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