Tia Unique Wallington

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Troy, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2011-09-14 → 2015-06-16
  Wells Fargo Clearing Services, Llc
  Birmingham, MI

Other Businesses

Name of Activity: RENTAL PROPERTY; Date Activity Started/modified/ended: 07/2016; Type of Activity: INVESTMENT REAL ESTATE; Role/Relationship: OWNER/PROPRIETOR; Responsibilities: OWNER/MANAGER RENTAL REAL ESTATE; Income Per Year: UP TO $10,000; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----

Exams

• S66 Uniform Combined State Law Examination
  2011-09-12
• S63 Uniform Securities Agent State Law Examination
  2009-02-23

Other Names

• Tia Unique Brown
• Tia Unique Brown