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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-16
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2013-07-16
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Farmers Branch, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. North Miami Beach FL 07/1993 Present
Morgan Stanley Smith Barney Aventura FL 06/2009 Present
Previous Registrations
Other Businesses

*646572 - Texas 4H Rentals LLC; Investment related: Yes; Dallas, Texas; Rental Property; Member of the LLC but Mike R Hilgeman is key controller(proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 4; Administrative, Each of the siblings, me (Karen), Susan Moreno, Dennis Hilgeman and Mike Hilgeman and we will fund to cover costs and will take in the income from the rental it we buy it

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-01
S63 Uniform Securities Agent State Law Examination 1993-02-08
  • S65 Uniform Investment Adviser Law Examination
    1995-04-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-08
Other Names
  • Karen E Klippel
  • Karen Hilgeman
  • Karen E Hilgeman

View on SEC IAPD

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