Christopher Wayne Abla

Current Employers

Employment History

• 12/2014 → 01/2017
  Lpl Financial, Llc
  Kingsport, TN
• 12/2014 → 03/2020
  Cwm, Llc
  Kingsport, TN
• 01/2017 → 03/2020
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 10/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2020 → Present
  Griffin Home Group
  Johnson City, TN

Previous Registrations

• 2015-01-02 → 2020-04-24
  Cwm, Llc
  Kingsport, TN
• 2009-08-04 → 2014-12-23
  Edward Jones
  Johnson City, TN
  Johnson City, TN
• 1999-09-12 → 2009-08-06
  Pruco Securities, Llc.
  Bedford Hts, OH
  Mayfield Heights, OH
  Chesterland, OH
  Bedford Hts, OH

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/01/2024 2) GRIFFIN HOME GROUP, 4718 Lake Park Dr, Suite 2, Johnson City TN 37615, United States, 07/01/2020, Agent, Reale Estate, NIR, 30 HR/MO - 15 HR/MO TRADING 3) ABLA CAPITAL, 4718 Lake Park Dr, Johnson City TN 37615, United States, 10/01/2024, IAR, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 4) JOHNSON CITY SENIOR CENTER, 510 Bert St, Johnson City TN 37601, 02/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) HERITAGE OAK LLC, 1217 Tanglewood Dr, Greeneville TN 37743, United States, 09/01/2025, Owner, Construction/Labor, NIR, 10 HR/MO - 5 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-10-07
• S65 Uniform Investment Adviser Law Examination
  2024-03-28
• S66 Uniform Combined State Law Examination
  2002-07-18