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Anthony James Zaccagnino

Caldwell Investment Services LLC

Caldwell, TX

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Current Employers
Caldwell Investment Services Llc

Caldwell, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-27
  • TX RA
    APPROVED
    Since 2021-10-27

Branch Locations

Caldwell, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us State Department Washington DC 10/2006 04/2020
Retired Us State Department Washington DC 05/2020 Present
Caldwell Investment Services, L.L.C. Caldwell TX 10/2021 Present
  • 10/2006 → 04/2020
    Us State Department
    Washington, DC
  • 05/2020 → Present
    Retired Us State Department
    Washington, DC
  • 10/2021 → Present
    Caldwell Investment Services, L.L.C.
    Caldwell, TX
Previous Registrations
Other Businesses

non employee instructor with Management Concepts, Inc a provider of various financial and training classes for government and military entities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-11
  • S63 Uniform Securities Agent State Law Examination
    1992-12-11
Designations

View on SEC IAPD

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