Kim David Frink

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 11/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → 02/2020
  Securities America, Inc.
  Sandwich, MA
• 11/2017 → 02/2020
  Securities America Advisors
  Sandwich, MA
• 03/2020 → Present
  Lpl Financial Llc
  Sandwich, MA

Previous Registrations

• 2017-11-21 → 2020-03-16
  Securities America Advisors, Inc.
  Sandwich, MA
• 2000-07-23 → 2017-11-21
  Invest Financial Corporation
  Hyannis, MA
  Sandwich, MA
  Hyannis, MA

Other Businesses

1) 02/12/2020 - THE KIM D. FRINK CORPORATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2015 2) 02/12/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2020 - 4 hr/mth 3) 9/14/2021 - Kim D. Frink - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2015 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 04/25/2024 - Equitable Life Insurance Company - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Writing Agent - Started: 2/6/2024 - 1 Hrs/Mo During Trading. 5) 07/17/2024 - Frink Family Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2024 - 160 Hours Per Month/ During Trading 6) 10/08/2024 - Kim D. Frink Corporation - Other - Book Publishing - Writer and Independent Publisher - Not investment Related - Home Based - Start Date 10/04/2024 - 10 Hours per Month/ 0 Hours During Trading 7) 06/17/2026 - The Ohio State Life Insurance Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/12/2026 - 1 hour per month/ during trading 8) 06/17/2026 -Ameritas - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/12/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-22
• S63 Uniform Securities Agent State Law Examination
  1993-01-28

Other Names

• Kim D Frink