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Alisha Lorell Bailey

Independent Advisor Alliance, LLC

Little Rock, AR

CRD 5022704

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Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-05-26
  • AR RA
    APPROVED
    Since 2026-05-26

Branch Locations

900 S. Shackleford Rd. Ste 605, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Little Rock AR 09/2005 Present
Genwealth Financial Advisors, Llc Little Rock AR 06/2008 Present
Independent Advisor Alliance Charlotte NC 03/2026 Present
  • 09/2005 → Present
    Lpl Financial, Llc
    Little Rock, AR
  • 06/2008 → Present
    Genwealth Financial Advisors, Llc
    Little Rock, AR
  • 03/2026 → Present
    Independent Advisor Alliance
    Charlotte, NC
Other Businesses

1. 6/23/2008 - GENWEALTH FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 10% - ROLE IS ADMINISTRATIVE IN NATURE. 2. 9/3/2009 - No Business Name - Investment Related - OTHER-NOTARY - TIME SPENT 1% - NOTARY PUBLIC IN PULASKI COUNTY. 3. 8/6/2012: GENWEALTH FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 10/12/2022 - GenWealth Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/30/2022 - 160 Hours Per Month/160 Hours During Securities Trading 5. 10/14/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading 6. 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/03/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-18
S63 Uniform Securities Agent State Law Examination 2005-12-30
  • S65 Uniform Investment Adviser Law Examination
    2025-12-18
  • S63 Uniform Securities Agent State Law Examination
    2005-12-30
Other Names
  • Alisha Lorell Knapp
  • Alisha Lorell Macom
  • Alisha Lorell Macom

View on SEC IAPD

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