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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-05-26 |
Branch Locations
900 S. Shackleford Rd. Ste 605, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Little Rock | AR | 09/2005 | Present |
| Genwealth Financial Advisors, Llc | Little Rock | AR | 06/2008 | Present |
| Independent Advisor Alliance | Charlotte | NC | 03/2026 | Present |
1. 6/23/2008 - GENWEALTH FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 10% - ROLE IS ADMINISTRATIVE IN NATURE. 2. 9/3/2009 - No Business Name - Investment Related - OTHER-NOTARY - TIME SPENT 1% - NOTARY PUBLIC IN PULASKI COUNTY. 3. 8/6/2012: GENWEALTH FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 10/12/2022 - GenWealth Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/30/2022 - 160 Hours Per Month/160 Hours During Securities Trading 5. 10/14/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading 6. 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/03/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-30 |
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