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Douglas Allan Simpson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ridgeland, MS

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2002-10-25
TX RA APPROVED_RES 1993-03-05
  • MS RA
    APPROVED
    Since 2002-10-25
  • TX RA
    APPROVED_RES
    Since 1993-03-05

Branch Locations

1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jackson MS 11/1992 Present
Bank Of America, N.A. Ridgeland MS 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-04
S63 Uniform Securities Agent State Law Examination 1993-02-06
  • S65 Uniform Investment Adviser Law Examination
    1995-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-02-06
Other Names
  • Doug Simpson
  • Douglas Simpson

View on SEC IAPD

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Other Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
EAGLE STRATEGIES LLC · RIDGELAND, MS
GRANTHAM POOLE ADVISORS, LLC · RIDGELAND, MS
RAYMOND JAMES & ASSOCIATES, INC. · RIDGELAND, MS
SIGNAL ADVISORS WEALTH, LLC · Ridgeland, MS

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