Stephen A Hughes

Pentegra Investors, Inc.

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Current Employers

Pentegra Investors, Inc.

2 Enterprise Drive Suite 408, Shelton, CT 06484-4657 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-05

NY RA
APPROVED

Since 2025-09-05

Branch Locations

2 Enterprise Drive Suite 408, Shelton, CT 06484-4657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pentegra Distributors Inc.	White Plains	NY	07/1996	Present
Pentegra Trust Company	White Plains	NY	04/2003	Present
Pentegra Investors Inc.	White Plains	NY	12/2005	Present
Pentegra Services Inc	White Plains	NY	08/2008	Present
Pentegra Insurance Agency	White Plains	NY	11/2013	Present

07/1996 → Present

Pentegra Distributors Inc.

White Plains, NY
04/2003 → Present

Pentegra Trust Company

White Plains, NY
12/2005 → Present

Pentegra Investors Inc.

White Plains, NY
08/2008 → Present

Pentegra Services Inc

White Plains, NY
11/2013 → Present

Pentegra Insurance Agency

White Plains, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-20
S63	Uniform Securities Agent State Law Examination	1992-11-30

S65 Uniform Investment Adviser Law Examination

2005-12-20
S63 Uniform Securities Agent State Law Examination

1992-11-30

View on SEC IAPD

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