Peter Randall Benn

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 05/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Los Angeles, CA

Previous Registrations

• 2009-03-03 → 2023-05-30
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  Los Angeles, CA
• 1998-11-13 → 2009-03-20
  Citigroup Global Markets Inc.
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1. Rental Property; 3720 Ventura Canyon Ave, Sherman Oaks, CA 91423; Owner; Manage the rental property; 10/10/2010; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Rental Space; 13171 Valley Vista Blvd Studio City CA 91604; Owner; Rental of outdoor space; 10/10/2010; 1 Hours per Year; Not During Securities Trading Hours; Investment-Related. 3. Rental Property; 11138 Aqua Vista Street #26, Studio City, CA; 91602; rental property; owner; maintain property by contacting plumbers and electricians, etc on an as needed basis; 05/17/1993; 2 Hours per Quarter; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-24
• S63 Uniform Securities Agent State Law Examination
  1993-02-10

Other Names

• Peter Ben