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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-15 |
| TX | RA | APPROVED | 2021-10-15 |
Branch Locations
1200 Liberty Ridge Dr Ste 210, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Berwyn | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Berwyn | PA | 11/2016 | 10/2021 |
| Wells Fargo Advisors Financial Network, Llc | Wayne | PA | 10/2021 | Present |
TRUSTEE FOR HUNTINGTON KRAUS FINANCIAL GROUP 401K, INV RELATED, WAYNE, PA, START: 1/1/2022, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K. ELLISTON LIFE SCIENCE FINANCIAL LLC, INV RELATED, PHOENIXVILLE, PA, 100% OWNERSHIP, START 7/2/2021, 2 HOURS PER MONTH, 2 HOUR DURING TRADING, FINET PRACTICE. HUNTINGTON KRAUS FINANCIAL GROUP LLC, INV RELATED, WAYNE, PA, 41% OWNERSHIP, START 7/16/2021, 2 HOURS PER MONTH, 2 HOUR DURING TRADING, FINET PRACTICE. GREATER PHILADELPHIA PHARMA IN TRANSITION GROUP, NOT INV RELATED, WAYNE, PA, CO-FOUNDER, START 1/1/2015, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, PROVIDING GUIDANCE TO DISPLACED PHARMACEUTICAL EMPLOYEES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-20 |
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